OF MICE AND MEN, by JOHN STEINBECK
THEMES: PEOPLE TEND TO DESTROY THE
THINGS THEY LOVE, and MOST PEOPLE LIVE SLIGHTLY ABOVE THE ANIMAL
LEVEL
As Mark Twain knew, one must sometimes
exaggerate to make a point. For that reason, Steinback used Lennie as
an exaggerated case of how people destroy what they love, and/or of
what they really need.
Lennie is an extreme example of what
all those who function slightly above the animal level so often
do—Ruin their own lives. Lennie inadvertently kills what he loves.
True, Lennie kills in dramatic fashion. And yet, as one sees in the
characters in the novel, others do likewise, albeit in more or less
socially approved, less-dramatic ways.
Examples: George knows he needs money
to purchase a plot of land. But he wastes his salary on an outing at
a “cat house.” Moreover, although neither he nor the prostitutes
are aware of the more subtle consequences of their sexual
malfeasance, their loose sexual morality works against their best
interests. George undoubtedly develops a less than wholesome attitude
toward women in general that will prevent him from even recognizing a
good women if and when he ever meets one. Neither George nor the
prostitutes will likely ever perceive that the primary purpose of
marriage is not sexual gratification, but the procreation of
children. That ruins their chances for a good marriage and in the
long run, works against the whole idea of a family. Moreover, taking
taking this concept to the social level-- without a critical mass of
strong families, a society will not function. One sees this is
contemporary America in which large masses of young people are
endlessly amusing themselves rather than creating families.
Consider Curly. He assumes that he owns
his wife, as if she
is his personal property. His determination to protect his “property”
inevitably leads him into a pointless fight leaving him with a
permanently injured hand. Curly protected his wife much as a bull elk
protects his harem. With good reason, he feared that his promiscuous
wife will stray. And there were plenty of would-be other bull elks
just waiting for an opportunity. How true it is, the veneer of
civilization is thin indeed; man quickly descends to an animal level.
Curley's wife may be defined as a
“primordial female.” They are beautiful, they are clever
manipulators, they attract men, and they delight in destroying the
men they attract. Because she was married to an overly possessive
male, their marriage was a formula for disaster. In a way, she was
similar to Lennie. Lennie killed what he loved; had she lived
longer, she would have caused the death of a loved one herself.
Nevertheless, although she was the archetype of the primordial woman,
she actually showed a maternal concern for Lennie. Ironically, that
moment of goodness was fatal. She allowed Lennie to touch her soft
hair. He did, she panicked, he went berserk, and he carelessly killed
her.
Sigmund Freud famously asked, “What
does women want?” It was, of course, a rhetorical question.
Whatever it is, Curley's wife
never came close to it while living more or less like an animal
confined like a caged animal, to living in Curley's house.
SUPERNATURAL DESTINY
Steinbeck's characters have difficulty
living as rational humans. Worse than that, no character even
suspects that man is called to a higher than natural destiny. St.
Augustine famously said, “Thou hast made us for They Own O Lord,
and our hearts are restless till they rest in Thee.” (Confessions
of St. Augustine). Herewith a crucial point all but forgotten by
contemporary Catholic theologians. As Cardinal Newman put it, Natural
goodness is not sufficient onto salvation. That's correct. God
calls everyone to, and demands, supernatural goodness. C. S. Lewis
said it this way—We are not called to be something better than what
we are; we are called to be something other than what we are. And of
course that Other is to be one with Christ. S teinbeck's characters
were barely on the natural level of rational beings, let alone on the
supernatural level.
Lennie was described in animal terms,
i.e., “he walked heavily, dragging his feet a little, the way a
bear drags his paws... he drank [from a pool] with long gulps,
snorting into the water like a horse.” Lennie lived close to the
animal level; the other characters only incrementally above that.
George's wants are also animal like,
only they are more socially acceptable. He says that without Lennie
he would have money, which he would spend at a “cat house all
night, [and] I could eat any place I want … and order any damn
thing I could think of.” In other words, George seems different
than Lennie in degree, not in kind.
Be that as it may, George does show
goodness that is of a supernatural level. He cares for Lennie, even
at great personal expense. In that sense he is doing something
God-like because adopts persons as His children. So, strangely
enough, George shows that man is indeed made in the “image and
likeness” of God.
George's last name, “Milton”
suggests the 17th century English poet John Milton and
although George Milton is no John Milton, the name suggests that he
has a more profound personality than is evident in his everyday life.
Lennie's last name is “Small,” which is contradictory to his
size and strength. That suggests that he is vulnerable, which he is,
given that he is doomed to function in a society he cannot adequately
understand.
Note that ranch owner. He is
suspicious of George. He cannot understand why George burdens
himself with Lennie. “Well, I never seen one guy take so much
interest in another guy. I just like to know what your interest is.”
Principle: Evil cannot understand goodness. Consequence: Be
suspicious of those who are always “looking for an angle.” Here
again, one sees the primary value of reading literature—good
authors know and therefore reveal what we need to know about human
nature.
PSYCHOLOGICAL REFLECTION
Lennie is a tactile person. Jungian
personality theory refers to such persons as sensates. They are the
ones that must feel everything. One sees them in the produce
department of the local supermarkets squeezing the fruit or at the
department stores touching the clothes. There is nothing per se wrong
with being a sensate. However, as psychologists know, excessive
behavior is the mark of a neurotic. Lennie's need to touch soft
material of any kind was clearly excessive.
St. Thomas Aquinas taught that “all
know ledge comes through the senses.” Lennie had a compelling need
to gather knowledge by touching, but like an animal, he had limited
ability to understand what he felt.
Note on human intelligence: When Crooks
starts telling Lennie his life story, Lennie's response is a non
sequitor—he asked about the puppies. Principle: Low intelligent
persons rarely follow a train of thought. Personal success in the
academically driven, high tech environment of contemporary America
requires the ability to follow complex chains of thought. That was
difficult enough in the time and place of the novel; it is now far
more important. And too many people lack the requisite thinking
skills.
Living alone. Because Crooks is a
Negro, he is forced to live by himself. He has little company. Only
persons with an active prayer life can handle that. Crooks, talking
about himself, says “Sometimes he gets thinkin, and he got nothing
to tell him what's so an' what ain't so. Maybe if he sees somethin',
he don't know whether it's right or not. He can't turn to some other
guy and ast him if he sees it too. He can't tell. He got nothing to
measure by.” There is indeed an intellectual danger in prolonged
isolation.
Freudian psychology seems appropriate
to understand the two major characters. According to Freud, the id
is the unconscious level, so to speak, wherein arise inclinations
towards violence and sexual activities, many of which are
perversions. Everyone has such id level contents, but Lennie's id
inclinations are near the surface.
Moreover, the ego is the conscious
level that controls id desires. Lennie had a weak ego, too weak for
a man to function in society. George functioned as Lennie's ego.
Note how he continually warned Lennie about misbehavior.
The superego is the social equivalent
of the personal ego. In other words, society tells persons that some
behaviors are socially inappropriate. In contemporary times, America
has a weak superego, except for actions considered politically
incorrect. But that is another story. In the novel, the fellow
employees function as a supergo.
Note on Curley: “Curley's like a lot
of little guys. He hates big guys. He's alla time picking scraps with
big guys. Kind of like he's mad at 'em because he ain't a big guy.”
Steinbeck had that right. Small guys often attempt to compensate
for their size.
SOCIOLOGICAL REFLECTION
Note two more recurring themes: A
desire for land, and a desire to be self-employed. The desire for
land, for a place of one's own, is a universal desire. The Russian
Communists took control of their government in 1917 by promising the
peasants that they would soon have land. What they meant was land
held collectively, not that they told that to the peasants. Joseph
Stalin, future Party Secretary, said the peasants would side with the
Communists because, “The peasant dreams of land in his sleep.”
George and Lennie hoped to purchase a small plot of land. Two other
workers, when learning of the plan, expressed a strong desire to join
them. One of the best things about living in America is that the
desire for land is a desire that can be fulfilled. However, as
George knew, hard work and money is necessary and both demand delayed
id gratification. Think about that. Man wants land. Moral behavior
can make that desire happen. In other words, American capitalist
society has a built-in way of strongly encouraging good moral
behavior.
The desire to be self-employed is akin
to the desire for land. To desire land masks a strong desire to be
independent, to not be required to answer to a superior. America
makes that possible also. In the novel, Candy feels confident to
stand up to Crooks when he believes that soon he will be at least a
partial landowner. In sum, two strong universal wants are capable of
fulfillment is America, thanks to a system that favors self-reliance.
Lennie attempted to excuse his violent
action, “I didn't mean no harm.” That a common “excuse,”
especially among young people. It points out something that ought to
be engraved above every school door in the country: “Stupidity
kills more people than maliciousness.”
Curley's wife: Most violence is
committed by unattached males. Women therefore have the God given,
or one may say, Nature given, task of civilizing makes. The
primordial female does nothing to fulfill that socially necessary
task. That has always been true. Now, however, so many American
females, obsessed with some form of self-fulfillment, are indifferent
to their civilizing obligation.
MANAGEMENT REFLECTION
The ranch boss manages with a strict,
no nonsense approach. Obviously he has had lengthy experience with
the kind of rough men he employees. As the men are one step above
the animal level, he treats them as such. Perhaps,in the context of
the ranch work they had to do and the time in which they were living,
that was necessary. However, management theory has come a long way
since then. Threatening employees with dismissal is a legalistically
way of compelling effort. Unfortunately, such bosses receive nothing
more than that which is legalistically required. A demanding yet
sensitive, caring boss is rewarded with employees willing to go
beyond requirements. This proves an important point still not
understood by too many bosses—people like to work. Treat them well
and they will rise to any occasion.
Slim, the man in charge of the
day-to-day operations, managed more effectively. His men respected
him because he could do every ranch job well. There are three
reasons why employees do as they are ordered. The boss and Slim
possessed legal authority. Men obeyed them simply for that reason.
Slim also possessed referent authority. Men respect a boss with
referent authority because they know he has adequate expertise. A
third type did not appear in the novel. Some managers possess
charismatic authority. Excuse the digression, but in any
organization, there is nothing more damaging than a charismatic
leader who lacks expertise.
MORALITY REFLECTION
Strictly speaking, there is no Catholic
morality. Morality is based on natural law, which is based on human
nature. In other words, all humans have an in-built sense of right
and wrong. They discover this law simply by thinking about it.
Because people oftentimes misinterpret natural law, the Church has
the God-given task of clarifying and serving as the final
authoritative source of natural law.
As stated above, two in-built desires
are for land and independence. Or, to put it another way, those
desires are specific to human nature, and so they are legitimate
desires. How very nice that America law makes possible the
realization of these basic human desires. Morally, George was wrong
to shoot Lennie. However, it was a humane act because George thereby
saved Lennie from the wrath of Curley.
FARM MECHANIZATION
Many men were required to buck the
barely bales. Bucking bales means piling them. Today, a single
farmer with the requisite equipment can do the job. Despite the high
expense of the equipment, in the long run, the job is done less
expensively now that a farmer need not pay personnel costs. This
means that ranch produce, usually beef, will cost less. The consumer
benefits. Granted, men lost jobs due to mechanization, but men can
be better employed than they were doing those backbreaking jobs.
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